Support Care Cancer (2012) 20:2795–2802 DOI 10.1007/s00520-012-1401-3
ORIGINAL ARTICLE
Frequency of depression among oncology outpatients and association with other symptoms Wadih Rhondali & Elise Perceau & Julien Berthiller & Pierre Saltel & Veronique Trillet-Lenoir & Olivier Tredan & Jean-Pierre Coulon & Eduardo Bruera & Marilene Filbet
Received: 2 August 2011 / Accepted: 3 February 2012 / Published online: 17 February 2012 # Springer-Verlag 2012
Abstract Purpose Depression occurs among an estimated 15% of cancer patients (range, 1–77.5%). Our main objective was to identify the frequency of reported depression by using the Brief Edinburgh Depression Scale (BEDS) among cancer outpatients. Our secondary objective was to identify associated symptoms of cancer using the Edmonton Symptom Assessment System (ESAS) and to evaluate the screening performance of depression between ESAS and BEDS. Methods In this multicenter prospective study conducted, we used the ESAS to collect information on nine symptoms: pain, fatigue, nausea, depression, anxiety, drowsiness, shortness of breath, lack of appetite, and feeling of well-being (each rated from 0 to 10). The BEDS was used to assess for
W. Rhondali (*) : E. Bruera Department of Palliative Care and Rehabilitation Medicine, Unit 1414, The University of Texas MD Anderson Cancer Center, 1515 Holcombe Boulevard, Houston, TX 77030, USA e-mail:
[email protected] W. Rhondali : E. Perceau : V. Trillet-Lenoir : M. Filbet Centre Hospitalier de Lyon-Sud, Hospices Civils de Lyon, Lyon, France J. Berthiller Pole Information Médicale Evaluation Recherche, Hospices Civils de Lyon, Lyon, France P. Saltel : O. Tredan Centre Léon Bérard, Lyon, France J.-P. Coulon Clinique Francois Chenieux, Limoges, France
“probable depression” (score >6). Data were analyzed using a parametric and nonparametric test. Results A total of 146 patients completed the study. The prevalence of probable depression was 43/146 (29%). Probable depression was associated with increased fatigue (p0 0.008), depression (p<0.0001), anxiety (p<0.0001), shortness of breath (p00.01), and decreased feeling of well-being (p<0.001). Among patients with probable depression, 42 (98%) patients were not using antidepressants. Regarding the sensitivity and the specificity, we determined that the optimal cutoff for using the ESAS as a depression screening tool was ≥2. Conclusion We found significant associations between probable depression as determined with the BEDS and five symptoms as detected with the ESAS. The vast majority of patients with probable depression were not receiving pharmacological treatment. Depression should be suspected in patients with higher symptom distress as for any one of these 5 ESAS items. Keywords Depression . Cancer . Outpatient . Screening
Introduction Progress in cancer treatment has led to a substantial numbers of patients who are reaching increased longevity. For this reason, more attention has been given to psychological symptoms [1]. Depression is a frequent problem among cancer patients and has been estimated to occur with a frequency of approximately 15% (range, 1–77.5%) [2–5]. Depression is often under-diagnosed and hence, undertreated [6–8], even though the benefit of such treatment has been well established for both depression symptoms
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[9–12] and physical symptoms such as pain, sleep disturbances, and anorexia [13]. One explanation for this under-recognition of depression is that cancer patients experience neurovegetative symptoms that simulate several symptoms caused by cancer or the treatment (e.g., loss of appetite, fatigue, and sleep disturbances). Furthermore, compared with pain assessments, emotional well-being is significantly less likely to be documented in medical records, suggesting that psychological distress is less likely to be assessed than physical distress is [14]. However, depression leads to a reduction in quality of life as well as the aggravation of physical symptoms such as pain, fatigue, and sleep disturbances [15, 16]. In addition, advanced cancer patients reporting higher physical distress on the Edmonton Symptom Assessment System (ESAS) (e.g., nausea, fatigue, drowsiness, and worse appetite) are more likely to report a higher level of depression [17, 18]. Depression has also been reported to reduce adherence with cancer treatment and prolong hospitalization [9, 19–22]. Moreover, depression is an independent predictive risk factor for cancer-related mortality [23, 24]. The National Comprehensive Cancer Network guidelines for distress management recommend that all cancer patients be screened for their level of distress at the initial visit with their oncologist by using screening tools [22]. Despite the growing acknowledgment of the importance of depression among cancer patients and the recommendations of national and international organizations for systematic screening and active management of depression, implementation of these screening tools in daily clinical practice remains minimal [14, 25]. A recent study that explored the barriers that oncologists and palliative care clinicians might experience in diagnosing depression found that lack of time was the main barrier [26]. In addition, the providers had difficulty applying diagnostic criteria for depression for the general population to cancer patients, mainly for the nonspecific symptoms as fatigue, anorexia, and feelings of guilt. This reported lack of time and difficulty in applying general diagnostic criteria to a more specific population has generated a growing interest in the development and the implementation of screening and assessment tools to improve the accuracy of detecting depression among persons with cancer [1, 8, 22, 27–29].
Screening tools are more likely to be used if they are easy to administer and score without specialized training and if patients find them acceptable (e.g., time to complete, ease of use if self-administered, discomfort, and embarrassment). [30]. Furthermore, the tools should be as concise as possible and exclude physical indicators insofar as possible. Currently, few screening questionnaire (Brief Edinburgh Depression Scale (BEDS), Edmonton Symptom Assessment System (ESAS), Hospital Anxiety and Depression Scale, Beck Depression Inventory, Edinburgh Depression Scale, Distress Thermometer) meets these ideals for identifying depression among cancer patients (Table 1). The BEDS was developed from the Edinburgh depression scale (EDS). The BEDS is an abbreviated 6-item version that has been developed and validated for patients with advanced cancer [31]. With that patient population, the BEDS demonstrated good internal consistency, and the study results suggested that a small number of items are preferable for screening patients who are weak and unwell [31]. The 6-item BEDS is a commonly used screening tool because of its efficacy in detecting depression—the most valid cutoff score (out of 18) is 6 for a sensitivity of 72% and specificity of 83%—and its acceptability to patients [31]. This English-language scale had initially been designed for use with cancer outpatients. We recently translated the scale into French and validated its use with inpatients with advanced cancer [32]. Our main objective was to identify the frequency of reported depression by using the BEDS among cancer outpatients. Our secondary objective was to identify associated symptoms of cancer using the ESAS and to evaluate the screening performance of depression between ESAS and BEDS.
Materials and methods This study was approved by the local ethics committee and the Institutional Review Board of the coordinating center (Hospices Civils de Lyon) in compliance with French law and the Declaration of Helsinki. Computerized data were processed anonymously. Written information about the
Table 1 Comparison of different screening tools for depression
Easy to use Efficacy Acceptability Cost
Single item
Depression ESAS item (≥20 mm)
No instruction ++++ Se00.55 Sp00.74 ++++ Low
Initial instruction +++ Se00.77 Se00.76 Sp00.55 Sp00.82 ++++ ++++ Low Low
Se sensitivity, Sp specificity
Distress thermometer (≥4)
BEDS (6 items) (≥6)
EDS (10 items) (≥13)
Initial instruction ++ Se00.72 Se00.70 Sp00.83 Sp00.80 +++ ++ Low Low
HADS (14 items) (≥20)
BDI (21 items) (≥8)
Se00.77 Sp00.89 ++ Low
Se00.79 Sp00.71 + Low
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study and its aim was given to all participants, and all gave written consent before they were enrolled in the study. This prospective multicenter study was conducted at three institutions in France that treated cancer patients on an outpatient basis from May through July 2009. We chose to conduct this study in three different settings in order to collect data representing a wider spectrum of cancer patients. The settings were the comprehensive cancer center Centre Leon Berard, the medical oncology unit at the university hospital Centre Hospitalier Lyon-Sud, Hospices Civils de Lyon, and the private cancer clinic Clinique Francois Chenieux in Limoges. Participants We included in our assessment all the consecutive outpatients during 1 week at the university hospital and at the private clinic (the last week of May and July 2009, respectively). The comprehensive cancer center treated a greater number of patients (almost 100 patients per day). We selected 20 patients per day using a random number generator because each day was scheduled for the treatment of a specific type of tumor, and we were looking to be as representative as possible of the outpatient population. Furthermore, we did not have the logistical resource to screen a large number of patients in 1 day. The only exclusion criteria was a performance status score ≥3 assessed using the Zubrod score [33]. We chose to include only patients with a low level of functional impairment to keep our sample homogenous. Procedure Patients were recruited and interviewed before their consultation with their oncologist. For each patient, we documented from the medical chart age, sex, primary cancer diagnosis, extent of cancer disease (metastasis), and time from the cancer diagnosis. We directly asked each patient about education level, marital status, personal and family history of depression, and current use of psychotropic medication (i.e., antidepressants or anxiolytics). Measures The ESAS is one of the most commonly used tools for clinical care in cancer [34]. The validated self-assessment tool ESAS was used to measure the intensity of nine symptoms experienced in the previous 24 h (pain, fatigue, nausea, depression, anxiety, drowsiness, shortness of breath, lack of appetite, and feeling of well-being) [35, 36]. This 11-point numeric rating scale, ranging from 0 (no symptom) to 10 (worst possible symptom), yields a total score and two subscale scores. These scores have been validated for
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patients with advanced cancer [37, 38]. The total symptom distress score is the sum of the scores for all nine symptoms; the possible total score can range from 0 to 90 [35]. The physical distress subscore is the sum of scores for six symptoms (pain, nausea, tiredness, drowsiness, lack of appetite, and shortness of breath), and the psychological distress subscore is the sum of scores for the remaining three symptoms (depression, anxiety, and feeling of well-being) [39]. The ESAS is designed to document symptom profiles over time by repeated quantitative measurements of symptom intensity. It has been shown to have good reliability and validity when compared to other tools and good test–retest reliability [36, 40, 41]. We used the BEDS to screen patients for depression. The BEDS has been developed and validated for patients with advanced cancer [31]. With that patient population, the BEDS demonstrated good internal consistency and validity. The cutoff of six was associated with a sensitivity of 82.4%, specificity of 68.4% [32]. On the basis of a previous research, we defined a score of >6 (out of 18) as “probable depression” [31, 32]. Statistical analysis Categorical variables were expressed as number (n) and percentage. The hypothesis of normal distribution of quantitative variables was tested using the Kolmogorov–Smirnov test. Quantitative variables were expressed as mean ± standard deviation when the distribution was normal or median with first and third quartile when the distribution was not normal. Categorical variables were compared using the Fisher's exact test when the conditions of application of Chi-square test were not met. Quantitative variables were compared between groups using Student'st test after verification of equality of variances when data were normally distributed, and with the nonparametric test for independent series of Mann–Whitney (two-sided) when the hypothesis of normality of distribution was not verified. The quantification of the association between ESAS parameters and BEDS as binary variable (>6 cutoff) was determined using a logistic regression. First, the univariate analysis was conducted, and second, the multivariate analysis was completed using each significant variable of the univariate analysis with age and sex in the model. Finally, the prognostic value of the depression item of the ESAS questionnaire to detect the subject with a BEDS score greater than 6 (defined as the gold standard) was determine using sensitivity, specificity, positive and negative predictive value, and the area under the ROC curve. The test of the difference was considered statistically significant for risk of type set at 5% (p≤0.05). Statistical analyses were conducted using SAS version 9.1.3 (SAS Institute Inc, NC).
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Results A total of 150 patients were eligible and were approached for the study, and 146 were enrolled (4 patients refused to participate because they were reluctant to be asked about
their mood). Two patients from the group with a BEDS score ≤6 did not complete the ESAS. Patient demographics are summarized in Table 2. The patients' median age was 59.5 years (range, 28–85 years). Ninety-three (63.7%) participants were female, 106 (73.6%)
Table 2 Demographic and clinical characteristics of cancer patients attending outpatient clinics, by BEDS score Variable
All patients (n0146) n (%)
BEDS score ≤6 (n0103) n (%)
BEDS score >6 (n043) n (%)
p value
Age (years) median (Q1–Q3) Female Married Missing Education High school or below College education Advanced education Missing Extent of cancer disease Unknown No metastasis Metastasis Primary cancer diagnosis Breast Genitourinary Gastrointestinal Respiratory Hematologic Bone Other
59.5 (51.8–70.6) 93 (63.7) 106 (73.6) 2
60.7 (53.3–71.3) 62 (60.2) 74 (72.5) 1
56.8 (47.0–70.0) 31 (72.1) 32 (76.2) 1
0.09a 0.17b 0.65b
44 (30.6) 79 (54.9) 21 (14.6) 2
30 (29.4) 57 (55.9) 15 (14.7) 1
14 (33.3) 22 (52.4) 6 (14.3) 1
0.89b
41 (28.1) 71 (48.6) 34 (23.3)
31 (30.1) 44 (42.7) 28 (27.2)
10 (23.3) 27 (62.8) 6 (13.9)
0.07b
53 (36.3) 39 (26.7) 36 (24.7) 5 (3.4) 4 (2.7) 2 (1.4) 8 (5.5)
35 (34.0) 26 (25.2) 31 (30.1) 4 (3.9) 3 (2.9) 0 (0.0) 4 (3.9)
18 (41.9) 13 (30.2) 5 (11.6) 1 (2.3) 1 (2.3) 2 (4.7) 4 (9.3)
0.37b 0.53b 0.02b 0.99c 0.99c 0.09c 0.23c
1 (0.7) 41 (27.6) 3 (2.1) 35 (24.1) 66 (45.5)
0 (0.0) 29 (28.2) 1 (1.0) 20 (19.4) 53 (51.5)
1 (2.4) 11 (26.2) 2 (4.8) 15 (35.7) 13 (30.9)
0.02c
1
0
1
67(46.2) 68 (46.9) 10 (6.9) 1
47 (46.1) 49 (48.0) 6 (5.9) 1
20 (46.5) 19 (44.2) 4 (9.3) 0
0.73b
32 (21.9) 45 (31.3) 2
18 (17.5) 26 (25.5) 1
14 (32.6) 19 (45.2) 1
0.04b 0.02b
14 (9.6)
13 (9.9)
1 (7.1)
0.99c
20 (71.4)
15 (68.2)
5 (83.3)
0.64c
Time from cancer diagnosis ≤3 months 3–6 months 7 months–1 year 1–2 years >2 year Missing Performance status score 0 1 2 Missing Depression history Personal history Family history Missing Drug treatments Antidepressants Anxiolytics a
Wilcoxon test
b
Chi-square test
c
Fischer's exact test; Q1–Q3; first and third quartiles
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were married, and 79 (54.9%) were college-educated. Seventy-one (48.6%) patients had no metastasis, 53 (36.3%) were diagnosed with breast cancer, 39 (26.7%) with genitourinary cancer and 36 (24.7%) with gastrointestinal cancer. Sixty-six (45.5%) patients had been diagnosed at least 2 years previously, and 136 (92.4%) had a performance status score of 0 or 1. A personal history of depression was reported by 32 (21.9%) patients and a family history of depression by 45 (31.3%) patients. Furthermore, in Table 2, we also reported the association between BEDS score and patient characteristics. A familial and personal history of depression was associated with a higher risk (p00.02 and p00.04, respectively). In addition, a primary cancer diagnosis of gastrointestinal malignancy was associated with a lower risk of depression (p00.02). The BEDS score was not significantly associated with current use of antidepressants or anxiolytics. Table 3 reports the association between ESAS items and BEDS score. We found a significant correlation between the BEDS and the ESAS scores for increased fatigue (p00.008), increased depression (p<0.0001), increased anxiety (p< 0.0001), increased shortness of breath (p 00.01), and Table 3 Association between ESAS items and BEDS score
Variables
decreased feeling of well-being (p<0.0001). The BEDS score was also significantly correlated with the physical distress subscore (p00.009), the psychological distress subscore (p<0.0001), and the total symptom distress score (p< 0.0001) (Table 3). The multivariate analysis shows that anxiety was the most important risk factor after adjusting for age and sex (Table 4). We validated the ESAS depression item scores of ≥1, ≥2, ≥3, or ≥4 (out of a possible 10) against the BEDS score >6. Regarding the sensitivity and the specificity, we determined that the optimal cutoff for using the depression ESAS item as a depression screening tool was ≥2 (Table 5). For a score ≥2, ESAS was found to have a sensitivity of 0.73, a specificity of 0.74, a positive predictive value of 0.62, and a negative predictive value of 0.83.
Discussion According to the BEDS, 29% of this patient population had probable depression. However, the depressed patients were considerably under-treated with only one patient with a
All patients (n0146) n (%)
ESAS items [mean ± SD; median (Q1–Q3)] Pain 2.0 (0.4–4.5)
ESAS Edmonton Symptom Assessment System, PHS physical distress subscore, PSS psychological distress subscore, TSDS total symptom distress score, SD standard deviation, Q1–Q first and third quartiles a
Wilcoxon test
b
Student'st test
BEDS score ≤6 (n0103) n (%)
BEDS score >6 (n043) n (%)
p value
1.7 (0.4–4.0)
3 (0.5–5.6)
0.12a
Missing Fatigue Missing Nausea Missing Depression Missing Anxiety Missing Drowsiness Missing Shortness of breath Missing Lack of appetite Missing Well-being Missing PHS Missing
5 4.5 (2.0.0–6.8) 7 1.0 (0.0–2.8) 6 1.4 (0.2–3.2) 6 2.3 (0.5–4.5) 6 2.6 (0.5–5.4) 6 2.3 (0.5–4.5) 5 1.4 (0.0–4.5) 5 3.0 (0.8–4.9) 7 17.5±11.6 7
2 3.8 (1.5–6.7) 4 1.0 (0.0–2.7) 3 0.7 (0.0–2.3) 3 1.5 (0.0–2.9) 3 2.3 (0.4–5.4) 3 1.7 (0.4–3.7) 2 1.2−(0.0–4.0) 2 2.2 (0.5–4.5) 4 15.9±11.0 4
3 6.1 (3.3–7.9) 3 0.9 (0.3–4.4) 3 4.0 (2.1–6.4) 3 5.5 (2.9–7.4) 3 3.7 (1.4–6.0) 3 4.0 (1.2–6.7) 3 1.6 (0.3–4.9) 3 4.9 (3.1–7.6) 3 21.5±12.1 3
PSS Missing TSDS Missing
7.5 (2.6–12.4) 8 26.0±16.8 9
5.2 (2.0–9.1) 5 22.1±14.7 6
14.3 (9.6–19.8) 3 35.8±17.6 3
0.008a 0.30a <0.0001a <0.0001a 0.08a 0.01a 0.53a <0.0001a 0.009b <0.0001a <0.0001b
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Table 4 Univariate and multivariate analysis for BEDS >6
a
Adjusted on age, sex, and other significant parameters from the univariate analysis
Variables
Univariate OR (95% CI)
p
Multivariatea OR (95% CI)
Pain Fatigue Nausea Anxiety Drowsiness Shortness of breath Loss of appetite Well-being
1.014 (1.00–1.03) 1.019 (1.005–1.033) 1.009 (0.996–1.023) 1.051 (1.033–1.07) 1.011 (0.998–1.024) 1.02 (1.006–1.035) 1.002 (0.989–1.015) 1.032 (1.017–1.048)
0.06 0.007 0.18 <0.0001 0.09 0.005 0.78 <0.0001
– 0.998 (0.978–1.018) – 1.052 (1.028–1.077) – 0.996 (0.973–1.019) – 1.011 (0.989-1.033)
BEDS score >6 receiving antidepressants. Furthermore, there was no reference in our patients' medical charts to the presence of depression or that they were receiving nonpharmacological treatment such as counseling or cognitive behavioral therapy. The other important finding was the significant and consistent association between the probable presence of depression as determined with the BEDS and the symptom distress detected in the ESAS. The ESAS items associated with probable depression included both psychological symptoms (depression, anxiety, feeling of well-being), and somatic symptoms (fatigue, shortness of breath). Fatigue has previously been reported to be more frequent and severe among depressed than nondepressed patients [15, 42, 43]. Our finding suggests that depression is more common in patients who report much higher level of fatigue in ESAS. This is not possible to establish if fatigue is the reason why patients became depressed, or if due to depression patients express fatigue at a higher level. More research is necessary to determine the nature of this association, and this will likely include long-term follow-up. A previous study reported the association of depression and shortness of breath, and one of the explanations might be that patients with higher intensity of dyspnea are patients with more advanced stage of malignancy [18]. We were expecting to find a strong association between pain and depression as previously reported in many studies, but in our sample, there was no significant association between these two symptoms [15, 44]. This can be partially explained by the overall low intensity of pain in our sample Table 5 ESAS item score sensitivity and specificity to BEDS Different cutoff Depression Depression Depression Depression
≥1 ≥2 ≥3 ≥4
Sensitivity
Specificity
PPV
NPV
0.88 0.73 0.53 0.43
0.57 0.74 0.88 0.97
0.54 0.62 0.71 0.88
0.89 0.83 0.76 0.75
ESAS Edmonton Symptom Assessment System, PPV positive predictive value, NPV negative predictive value
p
0.83 <0.0001 0.71 0.34
(the median score of ESAS item for pain was 2). Our clinical finding strongly suggests that when patients express high intensity of symptoms such fatigue, careful screening for depression is indicated. Because the ESAS items of depression, anxiety, and feeling of well-being as well as the overall psychosocial score were significantly associated with probable depression as determined with the BEDS, information on these ESAS items will likely allow for appropriate screening for depression. Thus, an ESAS score of ≥2 (out of a possible 10) for depression item would justify further assessment. In an earlier study, Vignaroli et al. [28] also determined that an ESAS score of ≥2 was optimal as a screening tool. In other words, the BEDS does not need to be used for systematic screening; appropriate screening can be achieved with regular use of the ESAS in the clinical setting. We found that a previous history of depression is a major predictor of being depressed, as is well known in the literature for the general population (http://www.psych.org/ guidelines/mdd2010). Therefore, any patient with a history of depression should be screened, not only at the moment of cancer diagnosis but throughout the trajectory of the illness. Weaknesses of this study include the fact that we used a screening tool to assess depression rather than the gold standard. Indeed, all the screening tools will miss real cases (false negative) and identify wrong cases (false positive), then comparing a screening tool to other screening tools might lead to limited conclusions as the gold standard used did not have an excellent accuracy. There are a number of excellent tools for the screening of depression, including the PHQ-9 [45, 46], CES-D [47, 48], HADS [49–51], and BDI [52] as examples. Most of these tools would have been an appropriate gold standard for the comparison with the ESAS. We chose BEDS since it has been validated for patients with advanced cancer showing a good reliability and validity [31]. Furthermore, in the validation study, the BEDS was better able than the 10-item EDS, from which it was derived, to discriminate between cases and noncases of depression as identified by an interview using the Present State Examination (a semi structured
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psychiatric interview based on establishing symptoms and degree of severity) [31]. Thus, we assume that although the ESAS is just a screening tool, it still gives us a real picture of the frequency of depression and of its associated symptoms. The other main limitation of the study is the cross-sectional design that did not allow us to know how the frequency of depression changes over the time. More research is necessary not only on the screening for and detection of depression but also on pharmacological and nonpharmacological interventions for cancer-related depression. Both pharmacological and nonpharmacological approaches can be effective for the management of depression. For example, palliative care consultation has been shown to significantly improve the ESAS depression score even after a single visit [53]. Temel et al. [54] found that cancer patients seen early for a palliative care consultation experienced significant improvement in their depression level and lived longer. Thus, the assessment for and appropriate management of depression can not only significantly affect the quality of life but also, as has been shown for cardiovascular disease and others chronic conditions, prolong life. Despite available treatments and the improvement of the awareness of the clinicians taking care of cancer patients, depression remains under-diagnosed and thus under-treated. Therefore, depression assessment necessitates systematic screening with adapted tools like the ESAS. There is also a need to improve the documentation on the screening and the orientation proposed to patients, because depression screening can be efficient only if oncologists have the training and the resources to confirm depression diagnosis and to propose effective treatment. It is important that efforts to improve detection of depression are accompanied by efforts to improve treatment as well [55]. More research is necessary to confirm our preliminary findings.
Acknowledgment This research is supported by a grant from the Apicil Foundation. Conflicts of interest None.
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